The firm's new chief legal officer brings nearly three decades of experience, including tenures at Credit Suisse and UBS.

David Burton, the senior fellow in economic policy at the Heritage Foundation who authored Project 2025’s section on securities regulation, says Finra’s oversight of the broker-dealer industry is ...

Osaic, which changed its name from Advisor Group in 2023, has been experiencing some growing pains since acquiring a series of independent broker-dealers and embarking on a plan to consolidate ...

LPL Financial, of course, has been in the acquisitions market for 20 years, ever since the firm’s owner and founder Todd ...

Osaic’s roughly two-year effort to streamline operations and combine its network of eight broker-dealers is nearing ...

LPL Financial (LPLA) announced that eight financial advisors with Horizon Capital Advisors have joined LPL Financial’s broker-dealer, ...

LPL Financial, the nation's largest independent broker-dealer, is reportedly acquiring Commonwealth Financial Network, an elite Waltham, Mass.-based RIA/broker-dealer with more than $300 billion in ...

LPL Financial LLC announced today that eight financial advisors with Horizon Capital Advisors have joined LPL Financial’s broker-dealer, Registered Investment Advisor (RIA) and custodial platforms.

Inc. and Osaic Institutions, Inc., broker-dealers, registered investment advisers, and members of FINRA and SIPC. Securities are offered through Osaic Services, Inc. and Ladenburg Thalmann & Co ...

("Osaic"), one of the nation's largest providers of wealth management solutions, today announced that Ever Wealth, an Auburn, Indiana-based advisory firm with more than $170 million in client assets, ...