LPL Financial (LPLA) announced James “Jim” Verdi, has joined LPL Financial’s broker-dealer, Registered Investment Advisor and custodial ...

Truth.Fi, the fintech brand of the Trump Media & Technology Group (TMTG), signed an official agreement with Crypto.com, one ...

Hidden Road, the prime brokerage firm that's being acquired by Ripple, has obtained approval to operate as a U.S. broker-dealer from the Financial Industry Regulatory Authority (FINRA), the company ...

Hidden Road secured approval from the Financial Industry Regulatory Authority (FINRA) to operate as a FINRA-member ...

The approval builds on Hidden Road’s recent expansion of its fixed income prime brokerage platform and follows the firm’s ...

The company’s diversification across wealth management, asset management, and insurance muddies the company’s financials, and investors might discount the company’s valuation because of this.

Bunq Tuesday announced it applied for a broker-dealer license with FINRA and the SEC and had a 65% increase in year-over-year ...

Europe, is moving forward with its US banking license process. The company has filed for a broker-dealer license as part of a two-phase strategy to enter the US market. This step will enable bunq to ...

Industry research report unpacks trends in advisor channel movement, declines at wirehouse firms, and momentum building ...

LPL’s top competition for Commonwealth’s advisors, who manage $285 billion in client assets, include Raymond James Financial ...

*Estimated payments are calculated by Cars.com and are for informational purposes only. We’ve estimated your taxes based on your provided ZIP code. These estimates do not include title ...

Some of the largest brokerage firms and trade associations submitted comment letters requesting exceptions to the limitations on use of the advisor title. The majority of FSI's members are dually ...