Hidden Road, the prime brokerage firm that's being acquired by Ripple, has obtained approval to operate as a U.S.

Hidden Road secured approval from the Financial Industry Regulatory Authority (FINRA) to operate as a FINRA-member ...

The U.S. Securities and Exchange Commission has lost 16% of its workforce since this time last year, two sources briefed on ...

“Our broker-dealer registration is a significant step in the development ... subject to regulatory approval, and will mark one of the largest acquisitions in digital assets, with Ripple becoming the ...

LPL’s top competition for Commonwealth’s advisors, who manage $285 billion in client assets, include Raymond James Financial ...

Broker-dealers’ ability to add more services for ... It noted that LPL “added nearly twice as many new reps as the next nine largest firms combined, driving its rep share from 16% to 24%.” ...

offers the flexibility and resources only found at some of the nation's largest broker-dealers. Headquartered in Dallas, TX, Prospera was named Broker-Dealer of the Year by Investment Advisor ...

As a FINRA-registered broker-dealer, Hidden Road will further expand its fixed-income prime brokerage services, the company ...

Industry research report unpacks trends in advisor channel movement, declines at wirehouse firms, and momentum building ...

Bunq Tuesday announced it applied for a broker-dealer license with FINRA and the SEC and had a 65% increase in year-over-year ...

With the broker-dealer status, the firm plans to offer institutional ... services significantly and position itself as one of the largest non-bank prime brokers. The firm also said earlier that ...