Investment Company Institute issues call to protect DC plans' tax perks and other benefits for American retirement savers.

The Investment Company Institute is asking the Securities and Exchange Commission to not enforce its new short sale disclosure rules until after the agency provides additional compliance guidance.

Americans like their 401(k) plans just the way they are, according to new research, which finds that a strong majority disagreed with proposals to remove or reduce tax incentives for retirement ...

The American Institute of CPAs is planning to revise its independence rules amid the wave of private equity investments in ...

A San Antonio-based investment advisory firm announced the return of a former company leader to its board of directors. U.S. Global Investors, Inc., a publicly traded investment manager, said Bobby ...

Vanguard on Monday announced reductions to the management fees of 87 investment funds, reportedly the largest such cuts in company history.

Mutual fund net flows have been negative each year for the past 10 years, while the number of ETFs keeps expanding.

ETFs are reshaping retirement plans and 401(k)s. Learn how this $15 trillion sector could impact your nest egg and why more Americans are making the switch.

Section 47(b) of the Investment Company Act of 1940 provides that contracts that violate or “whose performance involves, a violation of” the act ...

CFA Institute Partners with Institutional Investor to Enhance Education, Professional Excellence, and Capital Markets ...