Restrictive data licenses—the subject of an ongoing antitrust case against Cusip Global Services—are felt keenly in the ...

Part 1: <a href=" Tom Sosnoff and Julia Spina delve into how quantum computing could revolutionize or destabilize ...

Brown & Brown recently announced the acquisition of RSC Topco, the holding company for Accession, for about $9.8 billion.

Some brokers advertise ultra-low spreads and then hit you with poor execution or unexpected slippage. Others cut costs by ...

The leader of $340 billion-asset Osaic explains how the wealth management giant is positioning for the future.

Jefferies has significantly improved its market share of investment banking over the past 15 years, ranking seventh in global equity fees in 2024, up from 23rd in 2010. This growth came from hiring ...

This proposed rule seeks to replace two longstanding, often-criticized rules—Rules 3270 and 3280—with a unified framework ...

Brown & Brown is positioned for growth with strong acquisitions, organic gains, and specialty niches, offering upside.

say that multigenerational teams are going to be the ones with the easiest transitions and be the best targets for broker-dealers. “We have an example of a firm that we own,” says Amore.

Globacap Private Markets Inc, a broker-dealer and alternative trading system ... carbon credits and uranium. For example, Archax's recently-issued tokenized Treasury fund on XRP Ledger with ...

Broker-dealers can tap into big data sets in order ... to develop investment strategies ahead of rivals. While these examples sound highly adaptable, they can't predict an assassination attempt ...

The inspections included review of 34 broker-dealer audits conducted by four largest firms that ... Along with descriptions of deficiencies, the report gives firms some examples of good practices and ...