Vanguard fined more than $100 million by SEC over violations involving target date retirement funds
Asset management giant Vanguard has been fined more than $100 million to settle charges related to disclosures around target ...
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Vanguard Agrees to $106 Million Settlement Over Undisclosed Tax Consequences
Attorney General Anthony G. Brown announced today that the Office’s Securities Division, along with a task force of state ...
Bloomberg L.P.16d
Vanguard to Pay $106 Million Over Retirement Fund Violations
Vanguard Group will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made misleading statements about capital gains distributions and tax consequences ...
Vanguard settles SEC charges over misleading statements for $106.41 million
The Vanguard Group, Inc. has agreed to pay $106.41 million to settle charges from the Securities and Exchange Commission (SEC ...
Courthouse News Service16d
Investment firm Vanguard agrees to $106 million fine in SEC retirement fund probe
The $106.41 million penalty will be paid out to hundreds of thousands of investors, whom investigators say Vanguard failed to ...
Benefits Pro12d
Vanguard to pay SEC $106M to settle violations over ‘misleading’ target date fund statements
In addition to the $40 million Vanguard agreed to pay to investors as part of a class action suit in November, the SEC now ...
The Mountain Press13d
TDCI’s Securities Division joins $106 million multi-state settlement with Vanguard over big tax bills, remediation to investors
The Tennessee Department of Commerce & Insurance’s Securities Division announced on Friday that it joined a task force of state securities regulators and the United States Securities and ...
Avior Wealth Management LLC Has $267,000 Stock Position in Vanguard ESG US Stock ETF (BATS:ESGV)
Avior Wealth Management LLC lessened its holdings in shares of Vanguard ESG US Stock ETF (BATS:ESGV – Free Report) by 31.2% ...
Atomi Financial Group Inc. Invests $346,000 in Vanguard Mid-Cap Growth ETF (NYSEARCA:VOT)
Atomi Financial Group Inc. purchased a new position in shares of Vanguard Mid-Cap Growth ETF (NYSEARCA:VOT – Free Report) in ...
Vanguard to Pay $106 Million Over Retirement Fund Violations
Vanguard Group will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made ...