LPL Financial (LPLA) announced that eight financial advisors with Horizon Capital Advisors have joined LPL Financial’s broker-dealer, ...

The firm's new chief legal officer brings nearly three decades of experience, including tenures at Credit Suisse and UBS.

The two broker-dealer firms have expanded in Kansas and Georgia as they recruit defectors from Osaic and Edward Jones.

David Burton, the senior fellow in economic policy at the Heritage Foundation who authored Project 2025’s section on securities regulation, says Finra’s oversight of the broker-dealer industry is ...

LPL Financial LLC announced today that eight financial advisors with Horizon Capital Advisors have joined LPL Financial’s broker-dealer, Registered Investment Advisor (RIA) and custodial platforms.

("Osaic"), one of the nation's largest providers of wealth management solutions, today announced that Ever Wealth, an Auburn, Indiana-based advisory firm with more than $170 million in client assets, ...

As it happens, Steinmeier's statement was literal: LPL on Monday announced that it had reached a deal to acquire Commonwealth, which has about 2,900 advisors and around $285 billion in brokerage and ...

Osaic, which changed its name from Advisor Group in 2023, has been experiencing some growing pains since acquiring a series of independent broker-dealers and embarking on a plan to consolidate ...

Inc. and Osaic Institutions, Inc., broker-dealers, registered investment advisers, and members of FINRA and SIPC. Securities are offered through Osaic Services, Inc. and Ladenburg Thalmann & Co ...

LPL Financial, the nation's largest independent broker-dealer, is reportedly acquiring Commonwealth Financial Network, an elite Waltham, Mass.-based RIA/broker-dealer with more than $300 billion in ...

“Osaic has always had one primary goal ... level registered investment advisors (RIAs) and independent broker-dealers (IBDs). The company recently closed a $20 million Series A funding round ...

Osaic has partnered with Jump and Zocks ... As an AI assistant for advisors, Jump is said to help RIAs, broker-dealers, and ...