For broker dealers who were dreading the full implementation of the Fixed Income Quotation rule, SEC rule 15c2-11, staff once again granted relief.

PennyMac Mortgage Investment Trust offers a diversified investment strategy with attractive dividend yields and increased ...

A reliable terrestrial complement and backup to GPS is one critical solution to help meet the national security, economic and ...

Kingswood Wealth Advisors LLC raised its stake in shares of SPDR S&P Homebuilders ETF (NYSEARCA:XHB – Free Report) by 46.1% ...

Key issues to consider before entering into a settlement with a securities regulator, including the scope of the regulators’ ...

Janney Montgomery Scott LLC cut its holdings in SPDR S&P Biotech ETF (NYSEARCA:XBI – Free Report) by 2.6% in the 4th quarter, Holdings Channel reports. The institutional investor owned 83,351 shares ...

The Nasdaq Composite is an often-cited stock market index — along with the S&P 500 and the Dow Jones Industrial Average — ...

Raymond Farabaugh, president of D-Patrick Inc. in Evansville, Ind. was announced as the 2025 TIME Dealer of the Year.

and 66 exams are administered on behalf of NASAA by the Financial Industry Regulatory Authority (FINRA), a regulatory body created after the National Association of Securities Dealers merged with ...

The Securities and Exchange Commission has filed suit against Elon Musk, alleging he violated securities law related to his $44 billion acquisition of Twitter, according to a federal docket.

Kia UK’s National Dealer Conference, held in Liverpool yesterday, was attended by over 1,000 Kia dealer staff. The Awards celebrates performance across the network of 190 Kia dealerships in the UK.