The MSRB has said it is amending a pending rule change that would greatly shorten the reporting time standard for municipal ...

BNY Pershing’s plans to create a new charge on client cash held in accounts of RIAs that custody with Pershing and broker-dealers that use it for clearing are taking shape, with senior industry ...

The NYSE Arca Securities Broker/Dealer Index was down by roughtly 2.7 percent just before closing. The effects on individual companies varied, but most were down much more than the wider stock market.

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation ...

BI-covered insurance brokers may have room for upside to average consensus organic sales growth of 5-6% in 2025 even as price ...

As generative artificial intelligence (Gen AI) tools rapidly evolve in 2025, FINRA member broker-dealers will be presented with both promising opportunities for investors and challenges in ...

Rob Pettman joins the Big Picture in Practice hosts to talk about the evolution of the broker-dealer landscape. What it was, what it has become, and what it could be down the line. You can listen ...

Stocks: Real-time U.S. stock quotes reflect trades reported through Nasdaq only; comprehensive quotes and volume reflect trading in all markets and are delayed at least 15 minutes. International ...

Valued at a market cap of $162.9 billion, S&P Global Inc. (SPGI) provides credit ratings, benchmarks, analytics, and workflow solutions in the global capital, commodity, and automotive markets ...

A Washington, D.C., strategist and lobbyist with deep connections to the Republican Party, Justin Peterson is accustomed to fighting aggressively on behalf of powerful clients such as Exxon Mobil ...