The only major types of securities or investments that Series 7 licensees are not authorized to sell are commodities futures, real estate and life insurance. Those who carry this license are ...

The only major types of securities or investments that Series 7 licensees are not authorized to sell are commodities futures, real estate and life insurance. Those who carry this license are ...

which require a Series 3 license, as well as real estate and life insurance, both of which have their own licenses. Because the Series 7 confers such broad authority, it is by far the most ...

Whether you want to act as a registered representative (RR) or an investment advisor, the first step is obtaining the proper securities license ... and life insurance. The Series 7 exam is ...