LPL Financial (LPLA) announced James “Jim” Verdi, has joined LPL Financial’s broker-dealer, Registered Investment Advisor and custodial ...

Truth.Fi, the fintech brand of the Trump Media & Technology Group (TMTG), signed an official agreement with Crypto.com, one ...

Hidden Road, the prime brokerage firm that's being acquired by Ripple, has obtained approval to operate as a U.S.

Hidden Road secured approval from the Financial Industry Regulatory Authority (FINRA) to operate as a FINRA-member ...

The approval builds on Hidden Road’s recent expansion of its fixed income prime brokerage platform and follows the firm’s ...

Bunq Tuesday announced it applied for a broker-dealer license with FINRA and the SEC and had a 65% increase in year-over-year ...

LPL’s top competition for Commonwealth’s advisors, who manage $285 billion in client assets, include Raymond James Financial ...

Some of the largest brokerage firms and trade associations submitted comment letters requesting exceptions to the limitations on use of the advisor title. The majority of FSI's members are dually ...

offers the flexibility and resources only found at some of the nation's largest broker-dealers. Headquartered in Dallas, TX, Prospera was named Broker-Dealer of the Year by Investment Advisor ...

DALLAS, April 8, 2025 /PRNewswire/ -- Dallas-based independent broker-dealer Prospera Financial Services, Inc. announced it has acquired St. Louis, Missouri-based Cutter & Company, an independent ...

representing one of the largest deals in the digital assets space. With the acquisition, Ripple becomes the first crypto company to own and operate a global, multi-asset prime broker. Hidden Road ...