a longtime member of the independent broker-dealer's senior leadership. Royal Bank of Canada, the country’s largest lender, was ordered to pay more than $800,000 to a U.S. couple over their ...

A subsidiary of The Bank of New York Mellon Corp., BNY Pershing provides trading and clearing services to and works with some of the largest independent broker-dealers in the industry, including ...

Hidden Road, the prime brokerage firm that's being acquired by Ripple, has obtained approval to operate as a U.S. broker-dealer from the Financial Industry Regulatory Authority (FINRA), the company ...

The best-known of these is the S&P 500 Index, which tracks the performance of the 500 largest U.S. companies ... outpacing ...