Dutch digital bank Bunq said Tuesday that it’s applied for a broker-dealer license, in an initial step toward securing a full banking license.

The UK Supreme Court last week heard arguments in the joined test cases of Johnson v FirstRand Bank Ltd, Wrench ...

David Burton, the senior fellow in economic policy at the Heritage Foundation who authored Project 2025’s section on securities regulation, says Finra’s oversight of the broker-dealer industry is ...

States can now adopt a model rule that will prevent brokers from holding themselves out to the public as "advisors" or ...

“It’s moving people around to different departments internally ... The two biggest targets left in the independent broker-dealer industry are Osaic, with 11,000 financial advisors ...

Boyd Gaming stands out by investing in Flutter Entertainment, avoiding the costly marketing strategies of other platforms.

The Chevron acquisition offers Hess shareholders a 14% stake in a larger entity, higher dividends, and enhanced stability and ...

“By identifying and vocalizing shared family values, financial advisors can develop flexible strategies that accommodate different risk tolerances and investment preferences,” he explains.

When the SEC issues the next annual enforcement report for fiscal year 2025, we expect securities offering actions and ...

For many years, listening to Alistair Cooke’s Letter from America was a constant of my week. These reliably interesting and informative glimpses of different facets of American life opened up the ...

Alongside this odd directive, the scenario gets even stranger. Somehow, this person describes to you exactly how the future will unfold. He depicts the world that your investment will live through for ...