Wall Street Journal

SEC Moves to Overhaul Rules on Mutual Funds’ Use of Derivatives

WASHINGTON—The Securities and Exchange Commission is taking another stab at regulating the use of derivatives by investment funds, after an attempt by the Obama administration to establish stricter ...
JD Supra

SEC Proposes to Modernize Rules Covering the Use of Derivatives and Short Sales by Registered Funds and Business Development Companies

On Nov. 25, the Securities and Exchange Commission (SEC) voted 5-0 to propose or repropose new rules revamping the framework for permissible use of derivatives and short sales by investment companies ...
JD Supra

SEC Proposes Rules on the Use of Derivatives by Funds

The proposal would place restrictions on certain investment funds to limit their use of derivatives and require certain risk management procedures. On December 11, 2015, the US Securities and Exchange ...
The National Law Review

EU Proposes New Rules to Manage Leverage and Derivative Exposure for Funds – Are Asset Managers Ready?

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...
Nikkei Asia

India issues new rules for monitoring intraday derivative positions

(Reuters) -- India's markets regulator late on Monday issued fresh rules for monitoring intraday positions in equity derivatives. The Securities and Exchange Board of India has been reassessing the ...
Reuters

India markets regulator's proposals aim to curb use of offshore structures for derivative trades, sources say

MUMBAI, Aug 7 (Reuters) - Indian markets regulator's latest proposals seek to limit the use of opaque offshore structures to trade in derivatives and contain possible volatility, two sources with ...