A three-person arbitration panel overseen by Finra Dispute Resolution Services stunned the financial advice industry on ...

A Finra arbitration panel has ordered Stifel Financial Corp. to pay about $132 million in damages for allegedly misleading ...

A Finra panel ruled the firm's conduct overconcentrated the family in structured notes and limited industries.

The three-member panel on Wednesday awarded $26.5 million in compensatory damages, $79.5 million in punitive damages and $26.5 million for legal fees to David Jannetti, of Miami Beach, Florida ...

Stifel's (SF) stock fell 1.9% on Thursday, as equity prices moved lower. Individual investor David Jannetti alleged the bank committed a breach of fiduciary duty; negligence; fraud; a breach of ...