Vanguard's fine centers on December 2020 actions related to the asset manager's target-date funds and capital gains taxes.
Asset management giant Vanguard has been fined more than $100 million to settle charges related to disclosures around target ...
Attorney General Anthony G. Brown announced today that the Office’s Securities Division, along with a task force of state ...
The $106.41 million penalty will be paid out to hundreds of thousands of investors, whom investigators say Vanguard failed to ...
Vanguard Group will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made misleading statements about capital gains distributions and tax consequences ...
In addition to the $40 million Vanguard agreed to pay to investors as part of a class action suit in November, the SEC now ...
By Chris Prentice and Jonathan Stempel (Reuters) -Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to disclose important tax ...
The Securities and Exchange Commission ... the $40 million Vanguard agreed to pay investors in November to settle a class-action lawsuit brought by investors in the U.S. District for the Eastern ...
The Tennessee Department of Commerce & Insurance’s Securities Division announced on Friday that it joined a task force of state securities regulators and the United States Securities and ...
Vanguard Group will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made ...