As the broad stock market stumbled in January, investors ran to alternative investments, buying a record amount ... Stanger & Co. Inc. Broker-dealers' sales of such alternative investments ...

A stock record is a master list of the securities ... "17 CFR PARTs 240 and 242—Books and Records Requirements for Brokers and Dealers Under the Securities Exchange Act of 1934." ...

After a record-breaking year for revenues and profits in 2021 across the retail brokerage industry, broker-dealers look as if they weathered the broad stock market’s struggles of the past 12 ...

They may not charge fees for systematic withdrawals/deposits, dollar-cost averaging, or even U.S. stock trades on ... The following is a list of the broker-dealers with some of the highest payout ...