The firm's new chief legal officer brings nearly three decades of experience, including tenures at Credit Suisse and UBS.

The two broker-dealer firms have expanded in Kansas and Georgia as they recruit defectors from Osaic and Edward Jones.

David Burton, the senior fellow in economic policy at the Heritage Foundation who authored Project 2025’s section on securities regulation, says Finra’s oversight of the broker-dealer industry is ...

Osaic, which changed its name from Advisor Group in 2023, has been experiencing some growing pains since acquiring a series of independent broker-dealers and embarking on a plan to consolidate ...

LPL Financial (LPLA) announced that eight financial advisors with Horizon Capital Advisors have joined LPL Financial’s broker-dealer, ...

Osaic’s roughly two-year effort to streamline operations and combine its network of eight broker-dealers is nearing ...

Two big wealth management teams that collectively oversaw $4 billion in client assets at Osaic are leaving that firm to form ...

LPL Financial, the nation's largest independent broker-dealer, is reportedly acquiring Commonwealth Financial Network, an elite Waltham, Mass.-based RIA/broker-dealer with more than $300 billion in ...

Auburn, Indiana-based advisory firm Ever Wealth has joined wealthtech provider Osaic’s network. Ever Wealth has more than $170m in client assets, with its founding partners, Nick Scheumann ...

Auburn, Indiana-based advisory firm Ever Wealth has joined wealthtech provider Osaic’s network. Ever Wealth has more than $170m in client assets, with its founding partners, Nick Scheumann ...

("Osaic"), one of the nation's largest providers of wealth management solutions, today announced that Ever Wealth, an Auburn, Indiana-based advisory firm with more than $170 million in client assets, ...

“Osaic has always had one primary goal ... level registered investment advisors (RIAs) and independent broker-dealers (IBDs). The company recently closed a $20 million Series A funding round ...