The firm's new chief legal officer brings nearly three decades of experience, including tenures at Credit Suisse and UBS.

David Burton, the senior fellow in economic policy at the Heritage Foundation who authored Project 2025’s section on securities regulation, says Finra’s oversight of the broker-dealer industry is ...

LPL Financial, of course, has been in the acquisitions market for 20 years, ever since the firm’s owner and founder Todd ...

("Osaic"), one of the nation's largest providers of wealth management solutions, today announced that Ever Wealth, an Auburn, Indiana-based advisory firm with more than $170 million in client assets, ...

Two big wealth management teams that collectively oversaw $4 billion in client assets at Osaic are leaving that firm to form a new group at LPL Financial. Academy Financial and PFG Advisors were ...

Osaic’s roughly two-year effort to streamline operations and combine its network of eight broker-dealers is nearing ...

Osaic, which changed its name from Advisor Group in 2023, has been experiencing some growing pains since acquiring a series of independent broker-dealers and embarking on a plan to consolidate ...

LPL Financial, the nation's largest independent broker-dealer, is reportedly acquiring Commonwealth Financial Network, an elite Waltham, Mass.-based RIA/broker-dealer with more than $300 billion in ...

“Osaic has always had one primary goal ... level registered investment advisors (RIAs) and independent broker-dealers (IBDs). The company recently closed a $20 million Series A funding round ...

SCOTTSDALE, Ariz., March 20, 2025--(BUSINESS WIRE)--Osaic, Inc. ("Osaic"), one of the nation’s largest providers of wealth management solutions, today announced that Ever Wealth, an Auburn ...

Inc. and Osaic Institutions, Inc., broker-dealers, registered investment advisers, and members of FINRA and SIPC. Securities are offered through Osaic Services, Inc. and Ladenburg Thalmann & Co ...