Known best for its index funds, Pennsylvania-based Vanguard manages $10.1 trillion in assets and has more than 50 million clients. Founder Jack Bogle, who died in 2019, was known as an evangelist for ...

LPL’s top competition for Commonwealth’s advisors, who manage $285 billion in client assets, include Raymond James Financial ...

David Burton, the senior fellow in economic policy at the Heritage Foundation who authored Project 2025’s section on securities regulation, says Finra’s oversight of the broker-dealer industry is ...

Commonwealth Financial Network, one of the country's largest broker-dealers, has won the reversal of $93 million enforcement action brought against it by the Securities and Exchange Commission over ...

LPL Financial held talks with rival Commonwealth Financial Network about a potential acquisition, according to two news reports that cited anonymous people familiar with the matter. A spokeswoman for ...

offers the flexibility and resources only found at some of the nation's largest broker-dealers. Headquartered in Dallas, TX, Prospera was named Broker-Dealer of the Year by Investment Advisor ...

The best-known of these is the S&P 500 Index, which tracks the performance of the 500 largest U.S. companies ... outpacing ...

The strategic agreement will see the regional bank transfer over support of its financial advisory business to LPL and its institutional services platform.