News

After dropping off the radar screen for the past year, the National Association of Independent Broker/Dealers Inc. plans to relaunch itself next month with a new name, the National Association of ...
MINNEAPOLIS, March 15, 2018 /PRNewswire-PRWeb/ -- In his latest article, "Guilt By Association," independent broker-dealer recruiter Jon Henschen discusses the issue of "clean advisors" at "dirty ...
The National Association of Independent Broker/Dealers (NAIBD) launched a new Web site that it said offers a more comprehensive members-only section. The NAIBD, an advocate for small and independent ...
Cambridge, a privately held firm in Fairfield, Iowa, works with about 3,300 independent advisors ... The number of broker-dealers keeps shrinking — by about 100 per year, and "the trend ...
By partnering with top independent broker dealers, and truly personalizing ... The Alternative & Direct Investment Securities Association is the nation’s largest trade association representing ...
Atlanta — The independent broker/dealer community is organizing ... issued by the National Association of Securities Dealers, the Securities and Exchange Commission and various state regulators.
But the proposal could also affect financial professionals who operate as independent broker-dealers and independent ... relations at the National Association of Insurance and Financial Advisors.
Should the new rule be adopted, the reclassification could significantly disrupt the independent broker-dealer (IBD ... has sent it to the Small Business Association, which has been tracking ...
Choosing which broker-dealer to affiliate with is one of the biggest decisions you'll make as an independent financial advisor. The right broker-dealer will provide the technology, platforms and ...
Independent broker dealers are securities and investment traders who operate autonomously from any external employer. Due to the complexity and risk involved in operating a small business as a ...
If you've decided an independent firm is the way to go, here's some guidance on what's involved in achieving and growing a successful broker-dealer firm. Opening your own broker-dealer firm can be ...