Other examples of broker-dealers include LPL Financial, Northwestern Mutual Investment Services, and Lincoln Financial Network. A broker is an individual or financial services company that enables ...

For example, if Dealer A has ample inventory ... In today's financial markets, broker-dealers (BDs) are regulated entities that can engage in securities trading for both their own accounts and ...

He explained that it used to be that great service was all that broker-dealers needed to provide, but that is not the case anymore. He gave examples of broker-dealers offering funding so an ...

Remember, advisors often break away from the traditional broker-dealer channel to become independent ... product and platform decisions. For example, large producers will likely be invited to ...