Broker-dealers’ ability to add more services for ... advisors who stayed because it was easy to begin to realize that the firm is different.” Finra’s Fate In Hands Of SEC Chair, Pundit ...

Different broker-dealers have their own criteria for measuring an acceptable level of risk the client takes intraday and whether to limit it or not. Say, if a client exceeds a safe number of orders ...

Hidden Road, the prime brokerage firm that's being acquired by Ripple, has obtained approval to operate as a U.S.