Countless wealth management firms, insurance companies and fintech providers are promising to deliver financial wellness, but few can offer a coherent definition, let alone a clear approach to ...

Created by Congress, the Investment Company Act of 1940 regulates the organization of investment companies and the product offerings they issue.

Today's definition of financial adulthood is more flexible, thanks to lower wealth levels, higher debt levels, and the COVID-19 pandemic.

Usually partnerships or corporations, a registered investment advisor manages the assets of high-net-worth individuals and institutional investors.

Learn about investment advice, including its definition and the importance of establishing goals. Discover investment strategies and considerations.

This definition includes securities (both “regular” and “digital assets”), as well as digital investment assets that are not securities.

Investment advisor, on the other hand, is a legal term and thus has a more clear-cut definition – or at least as clear as legalese is apt to be.

Learn about capital investment, find out its definition, types, decision-making strategies, and effective budgeting techniques for financial growth.

What Is an Investment Bank? An investment bank is very different from your neighborhood bank—it doesn’t make loans, nor does it accept deposits. While investment banks assist individuals with ...

SEC updates "accredited investor" definition enabling new opportunities for some individuals looking to invest in alternative assets like private equity and hedge funds.

However, the existing definition of investment advice for unregulated firms will be retained to combat the risk of fraudsters attempting to deliver "advice" that although does not constitute a ...