That question and the responses it gets from top corporate executives have been ... The shrinkage now underway at smaller broker-dealers, as detailed last week by InvestmentNews senior columnist ...

Recent Large Language Models (LLM) achievements show remarkable results in summarising existing information and recognising patterns in mixed content like recorded sound, images ... corporate actions, ...

(Photo by Alex Wong/Getty Images) On April 16 th ... that tZero bought SpeedRoute in January 2016 as a strategic broker-dealer acquisition. The intention was to use their order matching technology ...

He is an expert on personal finance, corporate ... Wedmakawand / Getty Images Enacted in 2020, U.S. Securities and Exchange Commission Reg BI aims to ensure that broker-dealers prioritize their ...

Executive Vice President and Chief Legal & Corporate Affairs Officer of tZERO. "This marks the first expansion of our special purpose broker-dealer's business activities and we look forward to ...

it can "account for 20-30% of the differential in corporate performance when compared with 'culturally unremarkable' competitors." The disruption caused by moving broker-dealers can be significant.

Ira Wurcel, who was with the Germany-based multinational bank for nearly 15 years, most recently was general counsel of its broker-dealer unit, Deutsche Bank Securities. Wurcel joined Palo Alto ...