Stifel Hires $1.3 Billion Advisor Team From Raymond James
Welcome to Barron's Advisor! Our articles are free to Barron's subscribers and wealth management professionals. To subscribe ...
Financial Planning6h
Stifel recruits $1B+ team from Raymond James: Advisor moves
Stifel pulls a $1.35 billion team from Raymond James, while LPL draws from Edward Jones and Wells Fargo, in advisor moves ...
Stifel (SF) Stock Dwindles After Bad Advice Leads to Multi Million Dollar Fine
Shares in financial firm Stifel (SF) dropped 3% today after it was told to cough up $132.5 million in damages to a U.S.
Wall Street Regulator Orders Stifel to Pay $133 Million in Structured-Notes Case
The largest arbitration award granted to retail clients is the third ruling against Stifel involving advisor Chuck Roberts.
Stifel Nicolaus, Female Employee Settle Sexual Harassment Claims
Stifel Nicolaus & Co. and a female worker who alleged sexual assault, harassment, and retaliation against the wealth ...
Financial Planning1d
Stifel hammered with punitive damages in $133M arbitration award
For the second time in about two weeks, a FINRA arbitration panel has cited state statutes to slap a wealth management firm ...
InvestmentNews1d
Citing 'egregious conduct,' Finra panel awards Stifel clients a stunning $132.5 million
A three-person arbitration panel overseen by Finra Dispute Resolution Services stunned the financial advice industry on ...
Carnival price target lowered to $30 from $34 at Stifel
Stifel lowered the firm’s price target on Carnival (CCL) to $30 from $34 and keeps a Buy rating on the shares. With certain consumer facing ...
Ulta Beauty's FY25 investments goals critical for growth -- analysts
“These investments will pressure profitability in 2025, but we believe they are critical to driving long-term sustainable ...
Stifel CEO aims for $1T in assets, urges patience on stock market
Stifel CEO Ron Kruszewski has set a goal of doubling the corporation's assets under management to $1 trillion.